Senior Compliance Officer AML FIU Manager (Client On Boarding)

Company Name:
Arca24.com
Salary period: Annual
Description Manages and oversee teams of AML Team Leads and Analysts that perform compliance reviews of certain new and existing high risk customers and relationships in one or several business sectors in North America that require AML Compliance review/approval. Oversee and manage the review/approval process of certain new and existing high-risk clients in consultation with Sector AML Heads and in accordance with established policies, procedures and SLA timeframes Review/approve permissible policy exceptions submitted by the business during the client on-boarding and maintenance process Evaluate name screening results (e.g. CIP discrepancies, internal watch lists, etc.) Resolve/escalate potentially suspicious activity identified during the on-boarding or maintenance processes to the NAMFIU AML Investigations Unit Interface with the AML Senior Management, Business Management, AML Advisory Compliance, AML Legal, Product Compliance, and CSIS to resolve issues, discuss patterns and trends, policy changes, etc. Interface directly with regulatory examiners, Internal Audit and Compliance Testing to discuss/evaluate observations, issues, process improvements and potential corrective action plans. Maintain Client On-boarding & Maintenance procedures for processes owned by AML Compliance Evaluate metrics and quality reviews of team lead and analyst productivity to identify areas for improvement, training needs and the degree of compliance with procedural requirements Track MIS to repo

Don't Be Fooled

The fraudster will send a check to the victim who has accepted a job. The check can be for multiple reasons such as signing bonus, supplies, etc. The victim will be instructed to deposit the check and use the money for any of these reasons and then instructed to send the remaining funds to the fraudster. The check will bounce and the victim is left responsible.

More Jobs

Senior Compliance Analyst - AML Compliance Ris...
Irving, TX Citigroup Inc.
Senior Compliance Analyst - AML Post Investiga...
Irving, TX Citigroup Inc.
Compliance Officer, VP - FIU AML Investigations
Irving, TX Citigroup Inc.
Senior Compliance Officer
Dallas, TX The Options Clearing Corporation
Senior Compliance Officer Ethics Attorney
Irving, TX Citigroup Inc.
Compliance Officer, VP - AML Post Investigatio...
Irving, TX Citigroup Inc.